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Regulatory Compliance Fundamentals
Taschenbuch von M. L. Humphrey
Sprache: Englisch

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Beschreibung
We live in a regulated world. And for someone whose role is in regulatory compliance or regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role.
In Regulatory Compliance Fundamentals M.L. Humphrey has taken twenty years of experience as a regulator and a consultant in the financial services industry and boiled it down to the basic fundamental principles every individual in regulatory compliance should know and presented that information in a straight-forward, easy to understand manner.
If your role is in regulatory compliance, no matter how long you've been at this, this book is for you.
We live in a regulated world. And for someone whose role is in regulatory compliance or regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role.
In Regulatory Compliance Fundamentals M.L. Humphrey has taken twenty years of experience as a regulator and a consultant in the financial services industry and boiled it down to the basic fundamental principles every individual in regulatory compliance should know and presented that information in a straight-forward, easy to understand manner.
If your role is in regulatory compliance, no matter how long you've been at this, this book is for you.
Über den Autor
M.L. (Muffie) Humphrey is a former stockbroker with degrees in Economics, Anthropology, and Psychology from Stanford and an MBA from Wharton who spent close to twenty years as a regulator and consultant in the financial services industry.
Details
Erscheinungsjahr: 2020
Fachbereich: Allgemeines
Genre: Wirtschaft
Rubrik: Recht & Wirtschaft
Medium: Taschenbuch
Reihe: Regulatory Compliance Essentials
ISBN-13: 9781950902224
ISBN-10: 1950902226
Sprache: Englisch
Ausstattung / Beilage: Paperback
Einband: Kartoniert / Broschiert
Autor: Humphrey, M. L.
Hersteller: M.L. Humphrey
Regulatory Compliance Essentials
Maße: 203 x 133 x 6 mm
Von/Mit: M. L. Humphrey
Erscheinungsdatum: 01.01.2020
Gewicht: 0,117 kg
Artikel-ID: 123685135
Über den Autor
M.L. (Muffie) Humphrey is a former stockbroker with degrees in Economics, Anthropology, and Psychology from Stanford and an MBA from Wharton who spent close to twenty years as a regulator and consultant in the financial services industry.
Details
Erscheinungsjahr: 2020
Fachbereich: Allgemeines
Genre: Wirtschaft
Rubrik: Recht & Wirtschaft
Medium: Taschenbuch
Reihe: Regulatory Compliance Essentials
ISBN-13: 9781950902224
ISBN-10: 1950902226
Sprache: Englisch
Ausstattung / Beilage: Paperback
Einband: Kartoniert / Broschiert
Autor: Humphrey, M. L.
Hersteller: M.L. Humphrey
Regulatory Compliance Essentials
Maße: 203 x 133 x 6 mm
Von/Mit: M. L. Humphrey
Erscheinungsdatum: 01.01.2020
Gewicht: 0,117 kg
Artikel-ID: 123685135
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